Vendor Vigilance: Navigating Third-Party...

Third-party risk is the most clicked-on topic in FINRA's 2025 Regulatory Oversight Report. But what is third-party risk and why are people so interested in it? What can FINRA member firms do to mitigate that risk? And how can FINRA help? These questions will be answered on the latest episode of FINRA Unscripted, featuring a returning guest, FINRA's Executive ... Show More

Artificial intelligence is giving fraudsters powerful new tools, like deepfakes, voice cloning, and synthetic identities that are harder than ever to detect. The technology is moving fast, but the underlying playbook hasn't changed: urgency, emotional manipulation, and pressure t ... Show More

If you've ever tried to day trade stocks, you've probably run into the requirement to keep at least $25,000 in your brokerage account just to trade actively. For more than two decades, that threshold, and the Pattern Day Trader rule behind it, governed how investors could access ... Show More

The threats facing the securities industry are evolving fast—and no single firm or regulator has the full picture alone. That's the idea behind FINRA's Financial Intelligence Fusion Center, or FIFC, launched earlier this year as part of the FINRA Forward initiative to strengthen ... Show More

Sunayna Tuteja, the Fed's first Chief Innovation Officer, joins the show in her first interview to discuss how the central bank is approaching the development of a digital currency, and how it plans to regulate cryptocurrency. Plus, the first Bitcoin-related ETF started trading i ... Show More

US Securities & Exchange Commissioner Hester Peirce talks developing a regulatory framework and legislation for crypto markets as drama unfolds between the agency and cryptocurrency exchange Binance. She speaks with Bloomberg's Kailey Leinz and Sonali Basak. See omnystudio.com/li ... Show More

We discuss the ways investors like you can add crypto to your portfolio and actually use it. We also get into what the regulatory market looks like and how the Fed plans to tax all your hard-bought coins. 

In this report from On The Road, host Laurence Colletti talks to Patrick Murck about the effects of blockchain and regulatory technology (RegTech) on the long standing framework for financial regulation. They also discuss the tension of regulation between industries and start-ups ... Show More

Financial Conduct Authority CEO Nikhil Rathi discusses what's next for financial regulation. He speaks with Bloomberg's Jonathan Ferro, Lisa Abramowicz, and Annmarie Hordern.See omnystudio.com/listener for privacy information. 

Welcome to episode 4 of Fintech Forward, the IMF podcast that focuses on financial technology. Hosted by IMF economist Tara Iyer, the special 5-part series draws from the expertise of the IMF Monetary and Capital Markets Department (MCM) to better understand the impact of emergin ... Show More

The latest price moves and insights with Shift Markets CEO Ian McAfee and Roger Bayston, Executive Vice President and Head of Digital Assets at Franklin Templeton. To get the show every day, follow the podcast here. Today's episode is sponsored by BitGo. Roger Bayston, Executive ... Show More

Regulators are taking a close look at new crypto-trading environments, known collectively as Decentralised Finance, or DeFi. advocates say the technologies underlying DeFi offer an inclusive and democratic approach to finance, while critics say it is a potential hotbed for money ... Show More

Securities law expert Robert Heim, a partner at Tarter Krinsky & Drogin, discusses Grayscale Investments’s lawsuit against the Securities and Exchange Commission over its bid to create an ETF. Former federal prosecutor Robert Mintz, a partner at McCarter & English, discusses Spec ... Show More