In this second episode of a three-part series covering FINRA's crypto asset-related regulatory work, we hear from FINRA's Crypto Asset Investigations Team. This dedicated group of investigators specialize in conducting complex crypto asset investigations and share more about the crucial role it plays in ensuring compliance with existing rules and regulations ... Show More
Oct 6
How AI Is Supercharging Investment Fraud (And What You Can Do About It)
Artificial intelligence is giving fraudsters powerful new tools, like deepfakes, voice cloning, and synthetic identities that are harder than ever to detect. The technology is moving fast, but the underlying playbook hasn't changed: urgency, emotional manipulation, and pressure t ... Show More
34m 52s
Sep 1
FINRA's Intraday Margin Standard: What Investors and Members Need to Know
If you've ever tried to day trade stocks, you've probably run into the requirement to keep at least $25,000 in your brokerage account just to trade actively. For more than two decades, that threshold, and the Pattern Day Trader rule behind it, governed how investors could access ... Show More
27m 42s
Nov 2023
S1E13 - Lourdes C. Miranda | FinTech Advisory Group
In this captivating episode, we dive deep into the intricate world of crypto compliance and investigations. Our special guest, Lourdes C. Miranda, CAMS, CCFI, CEIC, CFE, CRC, CTCE, FIS, PI, Chief Compliance Officer, and Chief Consultant at Fintech Advisory Group, shares her exten ... Show More
56m 30s
Jan 2021
Bitcoin & The Future of Regulation (w/ Caitlin Long & Raoul Pal)
Crypto Wednesday: Recorded on November 30, 2020. Caitlin Long, CEO & Founder of Avanti Financial Group, joins Real Vision CEO Raoul Pal to discuss Bitcoin, Wyoming at the forefront of regulations, and the problems of custody for crypto assets. Long explains the benefits Bitcoin h ... Show More
1h 9m
Jul 2024
Crypto Rundown: When Will Bitcoin Hit All Time Highs: The History of Bitcoin Breakouts
In this episode of the Crypto Rundown, hosts Brendan Viehman and Tevo delve into the latest trends and developments in the cryptocurrency markets, focusing on Bitcoin, Ethereum, and Solana, and the anticipation surrounding new ETFs. They discuss the prolonged range-bound movement ... Show More
33m 21s